(product screening) รวมถึงปฏิบัติตาม มาตรฐานการขายผลิตภัณฑ์ในตลาดทุน (sales conduct) อย่างเคร่งครัด เพื่อให้มั่นใจว่าคนขาย มีการกลั่นกรองตราสารก่อนนำมาเสนอขายและมีการให้คำแนะนำการลงทุนที่เหมาะสม รวมถึง ให้
Professionals > Financial Advisor Regulations SHARE : Detail Content Financial Advisors A Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the
2.7 Central Order Screening System • To establish guidelines for a central system to screen inappropriate orders before matching to manage the order execution risk Early 2025 Way Forward : 1. Proposing
for selecting a service provider which have details in the following matters: (a) financial status which shall be specified in such a way that the screening and selection of a service provider would be
to be outsourced; (2) criteria for selecting a service provider which have details in the following matters: (a) financial status which shall be specified in such a way that the screening and selection
in such a way that the screening and selection of a service provider would be done without any ground to believe that its financial position may cause damage or having any circumstance that indicates
specified in such a way that the screening and selection of a service provider would be done without any ground to believe that its financial position may cause damage or having any circumstance that
climate change. Climate Bonds Standard (CBS): A screening tool for investors and governments that allows them to identify green bonds where they can be confident that the funds are being used to deliver