Chanchaisilp for operating unlicensed derivatives business.Sakkarin Ruamrang, SEC Assistant Secretary-General, said that ?The SEC?s probe revealed that G.O.L. (Thailand) held itself out as gold futures trading
management to general public. Their activities involved advertisement, general solicitation and distribution through website www.sdc.us.com.The SEC?s probe revealed that Seandar Inc. and Matthew operated
Discipline). Sira Intarakumthornchai, PricewaterhouseCoopers ABAS Ltd. (PwC Thailand) Chief Executive Officer revealed that ?Good audit committees require extensive knowledge and experiences on their roles as
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
underwriting of investment units (LBDU), the SEC's further investigation has revealed that during the period from August 2008 to December 2015, six of the bank's investment consultants deceitfully took clients
-General Tipsuda Thavaramara revealed that SEC has launched an automated data distribution system, or SEC API, to enable easy access to SEC’s information or third party information in possession of SEC and
September 2018 - SEC has revealed one more digital asset business operator, – Southeast Asia Digital Exchange Co., Ltd. (SEADEX) seeking a license to operate as a digital asset exchange according to the
revealed seven businesses who are permitted to continue their digital asset business operations, in line with the transitional provisions, during the consideration process by SEC until their applications are
. Vorapol Socatiyanurak, SEC Secretary-General revealed after the last quarterly meeting of 2014 with the Association of Investment Management Companies (AIMC) that ?the SEC facilitates conductive environment
Directors. Thus, this transaction must be revealed to the SET following the detail : Purchase of machinery, molds and equipment Agreement Parties Involved Seller - Hwa Fong Rubber (China) Co., Ltd. “HFC