Asia Wealth Securities Public Company Limited Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate and

. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures

Ms. Amornrat Sittitham Ms. Amornrat Sittitham failed to comply with the competent officer's order to testify. This case is in the process of inquiry by the inquiry official. SEC Act S.303

Mr. Jirapat Tangtongjit Mr. Jirapat Tangtongjit failed to comply with the competent officer's order for testify. This case is in the process of inquiry by the inquiry official. SEC Act S.303

Singha Paratech Public Company Limited Singha Paratech Public Company Limited failed to prepare and submit the reviewed financial statements for Q3/2011 to the SEC and the SET within the specified

Mr. Somsak Turapun Mr. Somsak Turapun failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint

Mr. Kiatchai Kitcharoenwanitkun Mr. Kiatchai Kitcharoenwanitkun failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act

Mr. Narong Puangpong Mr. Narong Puangpong failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint

Miss. Wisaka Tupudom Miss. Wisaka Tupudom failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint

Mr. Preecha Wongpa Mr. Preecha Wongpa failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint