employees was found out, the company did not use such information for the benefit of supervision to prevent misuse of inside information or commission of inappropriate and illegal actions by its employees
derivatives trading practices and trading abuse, derivatives broker shall specify conditions as specified in the notification of the SEC Office in the aforesaid contract in Clause 16. Clause 18. The
omission of any act, willfully or negligently, of the derivatives broker or its personnel Clause 17. For the benefits of prevention and desisting an unfair derivatives trading practices and trading abuse
with the criteria and procedures prescribed and notified by the SEC Office. Clause 19 In the interest of preventing and desisting unfair derivatives trading practices and trading abuse, the derivatives
and desisting unfair derivatives trading practices and trading abuse, the derivatives broker shall prescribe conditions as prescribed and notified by the SEC Office in the aforesaid agreement made with
investment for the client , the intermediary shall provide a system for controlling the client ’s assets to prevent being lost, damaged and unlawful exploitation; (10) having compliance system in accordance
the unit and personnel responsible for managing investment in such other assets from other units and personnel which may seek benefits from misuse of inside information. (2) in case of assigning a
etc. This is to prevent exploitation of company benefit against the use for personal gains. 12.2 The company has a policy that a transaction must be approved by the person who has no personal interests