result. The firms must submit the aforementioned plan to the SEC within 3 months after being notified. The SEC shall subsequently closely monitor the progress of the rectification. hi gh lo w very

34 กก 5ก กก กCqD กC7ก ก ก... 3ก7ก60กก ก6 กX 6=0กก :6=0ก079957:D34 5A@ Q: ก, กK,YกN,$ G$!HKก*กN , ? A: 6=0ก7 075L6 Bก: ก34 |34 64I 5Aก: ก 89 5A 5 57ก;C7ก ก ก... Q: "#D+,$HI! #$ ก,ก*I #$E*Y #$E

S"#$% -!กIL".%- ! ? A: ก 5Aก 34 64 7 ก6 Q: ก.!!JN. QGก% H? A: 0 6:ก ก 15,000 :7 77 ก ก 6=0ก0 ก60 6:ก ก6 2,250 6 5A0 ก6 225,000,000 Q: ก.! !!J b %-กN,L %%,ก`HI%#$%G.%H .% H? A: 7 ก

#K 1 2 3 4 5 6 7 8 ! 4 : # ก"C##K "D(HI((XI" E"F ก N non-investment grade / unrated # ก 20 % NAV "(ก^F#KC(Jก* Q: ก* `ก*#กกK F P !" )กEI##*") # # ? A: ก 5Aก 34 64 7 ก6 Q: ก*GK* NCก"# #D? A: 0 6:ก ก

! 4 : # ก"C##K "D(HI((XI" E"F ก N non-investment grade / unrated # ก 20 % NAV "(ก^F#KC(Jก* Q: ก* `ก*#กกK F P !" )กEI##*") # # ? A: ก 5Aก 34 64 7 ก6 Q: ก*GK* NCก"# #D? A: 0 6:ก ก 15,000 :7 77 ก ก