uncertainty concerning entity’s ability to continue as a going concern (paragraph........); ( 5.2 An uncertainty relating to the future outcome of exceptional litigation or regulatory action (paragraph
uncertainty relating to the future outcome of exceptional litigation or regulatory action (paragraph........); ฆ 5.3 A major catastrophe that has had, or continues to have, a significant effect on the entity’s
apply) ( 5.1 Using of going concern assumption appropriate but a material uncertainty exists (paragraph number.......) ( 5.2 An uncertainty relating to the future outcome of exceptional litigation or
) an offer for sale of units of APEC Asia Region Funds Passport shall comply with the regulations in Clause 6; (4) an offer for sale of units of foreign ETF shall comply with the regulations in Clause 7
Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
SHARE : ASEAN Capital Markets Forum: Moving forward in propelling transition towards sustainable capital markets in the region Wednesday 18 October 2023 | No. 187 / 2023 The ACMF convened its 39th ACMF
ในเอเชียตามกรอบเอเปค หรือ Asia Region Funds Passport (ARFP) โดยได้ออกประกาศคณะกรรมการกำกับตลาดทุน และประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ รวมจำนวน 7 ฉบับ ซึ่งมีผลใช้บังคับ
Collective Investment Scheme and APEC Asia Region Funds Passport By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No
Supervisory Board No. Tor Nor. 41/2564 Re: Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the People’s Republic of China
Asia Pacific Regional Committee at the IOSCO Asia Pacific Hub in Malaysia. This will be the first time for the region to host such program in order to enhance knowledge on sustainable financing