accepted, starting from December 7, 2012. Earlier, he had submitted a letter to the SEC for termination of his status as the SEC approved auditor, effective March 30, 2012.

systems for custody of client assets and Know Your Customer (KYC) were inconsistent with the standards accepted by the Anti-Money Laundering Office.As a result of the application rejection, Coin Asset

Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's

of exchange issued, accepted or avaled by or drawn on financial institution will no longer be exempted but will be defined and regulated as securities under the Securities and Exchange Act B.E. 2535

more transparent and reliable.?The SEC has been a member of IFIAR since September 2010. To be accepted as an IFIAR member, an audit oversight authority must demonstrate its independence from audit

the approved guidelines, the investible foreign ETFs must be non-complicated, tracking widely accepted securities indices or commodity group indices, managed with passive investment strategies, and

phone and Line Application. However, the recorded conversation showed that she accepted to trade securities on behalf of clients.Failure to disclose specific risk  of securities and trading securities on

wishes to hereby report to the SET the resolution earlier adopted at its Board of Directors’ meeting no. 7/2018 on February 21, 2019. Said resolution authorized the company to enter into transaction to

hereby report to the SET the resolution earlier adopted at its Board of Directors’ meeting no. 7/2018 on February 21, 2019. Said resolution authorized the company to enter into transaction to sell assets

due to the Company has adopted its functional currency to be USD since beginning of year 2019 in order to better fit the Company’s recent operation and that the impacts derived from the materials