statement, as specified in the aforesaid Notification. Nevertheless, the SEC continues to encourage listed companies to focus on important matters, applying the existing fee reduction measures. These
for a term of two to five years and a fine from 200,000 baht to 500,000 baht and a further fine not exceeding 10,000 baht for every day during which the contravention continues. The SEC has therefore
500,000 baht and a further fine not exceeding 10,000 baht for every day during which the contravention continues.
generally accepted accounting principles shall be liable under Section 274 of the Securities and Exchange Act B.E. 2535 (1992) to a fine for every day which the contravention continues. The SEC emphasized
continues. Therefore, SEC has filed a criminal complaint against all three persons with ECSD. In this regard, any person affected from such unlicensed activities should call ECD at 0-2237-7535 to provide
Section 125 of an imprisonment up to three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues. The SEC
baht for every day during which the contravention continues. The SEC has urged that the investors who have suffered damages from investing with the company call and inform the SEC about the matter at 0
200,000 to 500,000 baht and a further daily fine not exceeding 10,000 baht for every day during which the contravention continues. The SEC has therefore filed the criminal complaint against {X1} with the
continues to emphasize the importance of adequate measures to protect the clients’ interests and personal information. In this regard, business operators are required to put in place operational systems as
and a further fine not exceeding 10,000 baht for every day during which the contravention continues. Glow?s behavior was also be deemed as public fraud, if convicted, shall be liable under Section 343