, the SEC Office has the right to cease or revoke the use of SEC Account without prior notice; 8. The Applicant shall not falsely claim or act in any way that violates personal rights by using data of
not based on facts or any part of it is false or in violation of the conditions prescribed by the SEC Office, the SEC Office has the right to cease or revoke the use of SEC Account without prior notice
that towards the end of the year and into 2021 demand should increase. In other segments, disruption in cross border logistics is the key concern and once mitigation efforts are in place we should return
the country as much as possible, resulting in disruption of many businesses. In addition, the drought situation has reduced the income of the labor and farmers sector greatly. Gross Profit and Gross
ชำระราคาและส่งมอบหลักทรัพย์ เพื่อให้มั่นใจว่าสำนักหักบัญชีมีการบริหารความเสี่ยงอย่างเหมาะสม เพื่อลดโอกาสเกิด market disruption / systemic risk 5. ติดตามการดำเนินการของฝ่ายงานที่เกี่ยวข้องในส่วนที่เกี่ยว
. Clause 7/1. A securities company shall be a member of Thai Bond Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt
Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt securities dealing or cease to execute debt securities dealing
to the case where securities company cease the business as debt securities dealing or cease to execute debt securities dealing transactions provided that the securities company had notified to the
) cease to be the manager of the management company or any equivalent position called otherwise who take the highest responsibility in the line of work relating to capital markets if such person obtain an
Clause 6 of the SEC Notification No. KorChor. 53/2545, the waiver granted by the Office shall cease immediately. In such case, the applicant shall further comply with the SEC Notification No. KorChor. 53