management rules on prevention of conflicts of interest Bangkok, May 24, 2016 ? The SEC is seeking stakeholders? and public comments on a proposed amendment to the rules governing prevention and control of
place measures for preventing conflicts of interest and investment policies that aim for the best interest of clients and the investment management industry at large.? The Thailand: Institutional
เพื่อเป็นทรัพย์สินของบริษัทจัดการ 4. ร่างแผนภาพบุคคลที่เกี่ยวข้องกับบริษัทจัดการหรือกองทุน หลักการและเหตุผล การปรับปรุงหลักเกณฑ์ในประกาศเกี่ยวกับ conflicts of interest และ proprietary trading รวมถึง
conflicts of interest; (b) not be an employee, staff, advisor who earns salary, or controlling person of the securities company, parent company, subsidiary company, affiliate company, or person who may have
transactions showing the issuer's relation with other persons who may have a conflict of interest, measures to prevent such conflicts and oversight of improper transfer of benefits, and (4) the management's
have reviewed the criteria for licensing application and prevention of conflicts of interest, with involved parties engaging in the whole process. Results of the regulatory review will be completed in
partial investment, granting the right of objection on material issues to REIT, having guidelines to resolve conflicts between REIT and investment partners, and providing a statement of opinions on
person shall have the following characteristics: (1) in case of being an employee of management company, the position held shall not cause any conflicts of interest with management of fund and shall not