by the intermediary. Clause 10 In case of doubt whether or not the assets segregated and managed by the SEC Office are clients’ assets, the SEC Office shall settle such assets with the official
by the intermediary. Clause 10 In case of doubt whether or not the assets segregated and managed by the SEC Office are clients’ assets, the SEC Office shall settle such assets with the official
to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the clients. In addition, a certain share transfer from a client account was found to be
transactions with such clients without calling the original number or pursuing any other means to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the
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/12/2020 Unqualified opinion 2020 Consolidated Year 31/12/2020 Unqualified opinion Click here to display all results Last updated on 31 March 2022
Company Year 31/12/2020 Unqualified opinion 2020 Consolidated Year 31/12/2020 Unqualified opinion Click here to display all results Last updated on 31 March 2022
/09/2020 2020 Reviewed Company Q2 30/06/2020 Unqualified opinion with an emphasis of matters /Others Click here to display all results Last updated on 31 March 2022
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