service provider/intermediary about an investment product; for advice or recommendations; and how they are remunerated for the transaction. • Confident to assess the level of trust that can be invested in a

for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess

activity, not an entity or a project. In order to assess the eligibility of the activity under the Thailand Taxonomy, one must first dissect an entity or a project into separate activities that generate

ec ti on A ct iv it ie s Re po rt 1 J an ua ry 2 01 3 - 31 D ec em be r 20 13 comparison was not carried out. Audit procedures were not performed to assess the reasonableness and reliability of the

2,176,226,055.70 1,062,318,346.76 1,367,270,011.49 6. Calculation of Transaction Size According to Calculation by Investment Proportion The objective is to assess the impact of the transaction on the financial

approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or may arisen from conducting business to be

) having internal control system which is approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or

the purpose and mission of the company; (2) having internal control system which is approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess

foreign company and a Singapore entity • In approving an arrangement, MAS will take into consideration the ability of the foreign company to meet the following criteria and assess on a case-by-case basis

IPO companies. A Financial Advisor also has to monitor its clients’ implementation of such CG policy and assess the appropriateness of such policy.   A Financial Advisor should give advice to its