นาย ปริญญ์ พฤกษะวัน ผู้แนะนำการลงทุนด้านสัญญาซื้อขายล่วงหน้า ระหว่างวันที่ 17 ธันวาคม 2556 - วันที่ 9 มกราคม 2557 นายปริญญ์ ซึ่งขณะนั้นทำงานเป็นเจ้าหน้าที่รับอนุญาต (dealer) สังกัดบริษัทหลักทรัพย์ ดี
Mr. Worawat have jointly operated a digital asset dealer without a license. This case is in the process of inquiry by the inquiry official. DAB Act S.26 and Section 83 of Penal Code Criminal
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7392 SEC updates a year of progresses of the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation various
of {C https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7392 SEC updates a year of progresses of the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation
/EN/Pages/News_Detail.aspx?SECID=7392 SEC updates a year of progresses of the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation various organizations, e.g., the
/EN/Pages/News_Detail.aspx?SECID=7392 SEC updates a year of progresses of the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation various organizations, e.g., the
Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) 23/01/2004 06/01/2004 Notification of the Office of the Securities and Exchange
e-service Online Submission See canceled document Bond Dealer and Underwriter >> OTC Securities Dealer (section 114) Type Title Section See Document Status Notified Date Effective Date 1
Dealer | Licensed Derivatives Dealer Company Name Head Office Data not found Note : * refers to inactivated derivatives dealing Registered Derivatives Broker is able to engage in derivative business only
|- Code of Conduct |- Fees |- Related Circular Letter Bond Dealer and Underwriter |- Fees (section 14 and 19) |- Major Shareholders (section 90 and 91) |- Advertising (section 98(10)) |- Statutory