investment for the client , the intermediary shall provide a system for controlling the client ’s assets to prevent being lost, damaged and unlawful exploitation; (10) having compliance system in accordance
recorded its year-to-date market share in terms of retail sales volume at 15.8%, or at the 2nd rank, and continue to increase the shares. Total marketing sales volume reduced from the intensifying
A String of Earnings Increases, Future Earnings Uncertainty, and Firm Fundamentals* Sarayut Rueangsuwan † Kasetsart University, Thailand August 2015 Abstract Prior literature on meeting or beating earnings benchmarks extensively documents that market rewards firms reporting a string of consecutively earnings increases. To date, it is still unclear what an earnings string really means. This paper empirically provides rational explanations for this phenomenon by investigating whether the increment...
, damaged and unlawful exploitation; (10) having compliance system in accordance with the Notification of the Capital Market Supervisory Board concerning Establishment of Compliance Unit of Intermediaries
thereof. In this regard, while awaited delivery of the asset or investment for the client, the intermediary shall provide a system for controlling the client’s assets to prevent being lost, damaged and
thereof. In this regard, while awaited delivery of the asset or investment for the client, the intermediary shall provide a system for controlling the client’s assets to prevent being lost, damaged and
Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
director possess all the required qualifications for the directorship under the Securities and Exchange Act B.E 2535 (as amended) and the relevant Notification Capital Markey Rank Name No. of Shares Percent
persons who will be an additional directors of the Company i.e. . Mr. Surachet Chaipatamanont Rank Name No. of Shares Percent Name No. of Shares Percent No. of Shares Percent 1 นายกิตติ ชีวะเกตุ 52,324,654
persons who will be an additional directors of the Company i.e. . Mr. Surachet Chaipatamanont Rank Name No. of Shares Percent Name No. of Shares Percent No. of Shares Percent 1 นายกิตติ ชีวะเกตุ 52,324,654