e-service Online Submission See canceled document Securities Borrowing and Lending >> Accounting and Records (section 105)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Audited Financial Statements & Auditor Approval (section 106)   Type Title Section See Document Status Notified

e-service Online Submission See canceled document Securities Borrowing and Lending >> Public Disclosure (section 108)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Reporting & Notification Requirements (section 109)   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Securities Borrowing and Lending >> Revocation of License (section 147)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Short Sale Provisions (section 98(5))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Management Approval and Revocation (section 104)   Type Title Section See Document Status Notified Date Effective

increased from 84.8 million Baht of year 2018 due to marketing expense for export business. 4. Finance Cost was 18.94 million baht decreased from Year 2018 of 20.81 million Baht due to lower in borrowing and

borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its

various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending.