, such as notifications regarding handling of complaints or maintenance of capital/financial status.SEC welcomes and will take into consideration more public comments which may be related to
allow asset management companies to use own discretion in handling such fund transfer more flexibly while maintaining tax benefits for investors of such funds on a continuing basis.The key points of
complaint handling procedures and will notify him of the consideration.
consideration on persons entitled to apply for bounty, procedures and instructions for filing an application and bounty payment as well as handling of unclaimed bounty, for example. Nevertheless, commission or
Bangkok, July 18, 2013 ?The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Maris Tarab, former managing director of ING Funds (Thailand) Co., Ltd. (ING
fundamental skills are essential for efficiently managing personal finance in the future. The event took place on 22 April 2024, at KMUTT.Ms. Sireethorn Civilize, SEC Assistant Director of Investment Management
Mr. Dominic Der Kevorkian Mr. Dominic Der Kevorkian, as managing director responsible for the operation of K-TECH Construction PLC (KTECH), failed to supervise KTECH to submit the financial
Mr. Waravoot Lapvisutisin Mr. Waravoot Lapvisutisin, as managing director responsible for the operation of Picnic Corporation PLC (PICNI), failed to supervise PICNI to prepare and submit the
Mr. Pattanapong Dhanumataya Mr. Pattanapone Dhanumataya, as managing director resopnsible for the operation of ASCON Construction PLC (ASCON), failed to supervise ASCON to prepare and submit the