SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the

for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company, claiming that such company was in the listing process of the Stock Exchange of Thailand (SET), when

to make comments at the website or e-mail: piyaruj@sec.or.th until 13 March 2019.  _____________________________ Remark:*crowdsourcing is a process that brainstorms from a majority of people toward an

during 26 November 2021 - 25 January 2022, the SEC has taken the public’s and stakeholders’ comments and suggestions into consideration to conduct another hearing to propose amendments to the PVD Act to

) and annual report (Form 56-2) to a single form of report in order to cut redundancy. Currently, it is under public hearing process. Listed companies could submit the One Report of their 2019 annual

proposes to revise such rules to be more suitable and consistent with the present conditions. The revision process takes into consideration the environment and the difficulties and obstacles in business

, provided that the asset appraisal report reflects significant factors and is not more than one year old.(5)   Permitting the delivery of documents relating to seeking a unitholders’ resolution in an

to investors for the benefit of investment-decision making through the annual registration statement (Form 56-1 One Report), which will become effective in 2022. SEC Secretary-General Ruenvadee

who wants to rollover the matured debt into a new one or who wants to restructure terms and conditions of the current debt into different one (refinance). In addition, the current law states that issuer

importance of prevention and suppression of crimes, from the beginning to the end of the process, for market oversight in the digital age. In this respect, SEC has set an enforcement direction that focuses