capital market products as part of its ongoing efforts to promote professional mobility and wider investor participation in ASEAN capital market products and services which contribute towards greater

on an ongoing basis or what process taken to reduce that risk. 9 How is client continuance dealt with in the cases of proposed or ongoing litigation? 10 Has the firm been in any tender process

ทั้งนี้ ประกาศดังกล่าวจะมีผลใช้บังคับใช้ตั้งแต่วันที่ 16 มีนาคม 2550 เป็นต้นไป(สรุปหลักการประกาศและแผนภูมิในการทำ KYC/CDD และ ongoing KYC/CDD ตามสิ่งที่ส่งมาด้วย 2 และ 3 ตามลำดับ)    

the ongoing management of the product mix and improved assortment planning for all product range. This includes product development under the private brand to enhance the gross margin. In March, the

, the Company’s margin loan balance was Baht 1,913 million. The Company controls the risk of such loans by establishing credit limits for clients and analyzing their financial position on an ongoing basis

of Capital Flow The Company will use its excess cash flow for this acquisition and still have adequate working capital for its ongoing operations. 8. Opinion of the Board of Directors on the

adequate working capital for its ongoing operations. 8. Opinion of the Board of Directors on the Transaction The Board of Directors’ Meeting No.3/2017 held on 24 August 2017 considered the Transaction as

of such loans by establishing credit limits for clients and analyzing their financial position on an ongoing basis. Gains and returns on financial instruments The Company’s gains and returns on

* AIA Diversified Fixed Income Fund Class Z USD 3.00% 1.00% UCITS % 0% Ongoing Charge 0.16% UCITS Performance Fee : AIA Diversified Fixed Incom Fund Class Z USD 2564 www.aia.com/en/funds-information. * l

ทำความรู้จักลูกค้าในเชิงลึก (Client Due Diligence) (ง) การทบทวนข้อมูลลูกค้า (Ongoing / Enhanced KYC) (2) ระบบงานที่เกี่ยวข้องกับการนำเทคโนโลยีมาใช้ในการทำความรู้จักลูกค้า (ก) การบริหารความเสี่ยงด้าน IT (ข