Thailand; (3) an international financial institution; (4) a juristic person established under a specific law; (5) a government agency and a State enterprise under the law on budgetary procedure; (6) the
per share, totaling transaction value of Baht 1,695 million (“The Acquisition”), and the authorization of directors and/or any person authorized to have power to determine and perform any procedure
working procedures in terms of information verification and be in charge of their analysts? information dissemination. In case of any mistake or error, there should be a clear procedure for immediate
effectiveness as the one suggested by SEC.The process of KYC is an initial procedure that every business operators in the capital market need to perform in order to onboard customers in accordance with the
Exchange Act B.E. 2535 (1992) in conjunction with Sections 83 and 86 of the Penal Code. As {A} {B} {C} {D} and {E} declined to enter the settlement procedure, the SEC therefore filed criminal complaint
Code.As they all agreed to enter into the settlement procedure, the Settlement Committee imposed a fine of 500,000 baht on {A} {B} and {C} each; and a fine of 333,333.33 baht on {D} and {E} each.
under Section 296 of the said Act. As he agreed to enter the settlement procedure, the Settlement Committee ordered him to pay a fine of 500,000 baht.?
Somchai, Chaninun, and Thanakorn were deemed as violation of Sections 243(1), (2) and 244 of the Securities and Exchange Act B.E. 2535 (1992). All of them were allowed to enter the settlement procedure. As