Siam Grander Management Co.,Ltd Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker businesses in Thailand without proper licenses granted, violating

within the specified period. This case is preclude by prescription. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013

Mr.Anugul Khumgerd Mr.Anukul Khumgerd, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses granted

Miss Anongporn ThaninTharathan Miss Anongporn Thanintharatorn, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without

) to the SEC within the specified period. This case is in the process of investigation by the inquiry official SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 28/02

special case prosecutor official. SEC Act S.315 Criminal Complaint Filed with an Inquiry Official Dated 26/12/2008

order against the accused; however, attempt to arrest the offender failed and the statute of limitations ran out. SEC Act S.312 Criminal Complaint Filed with an Inquiry Official Dated 12/12/2012

further fine of Baht 500 each day starting from the next day of the judgment date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 27/01/2014

. This case is preclude by prescription. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 04/02/2014

of raw materials with Union Gas and Chemicals Co., Ltd. in 2004. SEC Act S.315 Criminal Complaint Filed with an Inquiry Official Dated 16/01/2014