implement measures to ensure that members’ financial position and risk management systems comply with the derivatives clearing house’s rules and regulations. Clause 14 In case of delivery of the underlying
operators.The draft revision aims to accommodate supervision of agricultural futures business operators and comply with the changing financial reporting standards. It also amends certain disclosure requirements
Zipmex Company Limited Between July and September 2022, Zipmex Company Limited ("Zipmex") failed to comply with the competent officer's orders requesting Zipmex to deliver information
Mr. Akalarp Yimwilai Between July and September 2022, Mr. Akalarp Yimwilai , a Chief Executive Officer of Zipmex Company Limited ("Zipmex"), failed to comply with the competent officer'
support for the use of investment tokens as a fundraising tool and the stricter supervision to ensure that digital asset business operators adhere to operating standards and appropriate investor protection
with other laws shall comply with such governing laws.
annual report did not comply with the notification of the Capital Market Supervisory Board. The rectified information was later submitted to the SEC Office on June 2, 2016. SEC Act S.56 and 199
LIBERATOR SECURITIES COMPANY LIMITED, Between November 18, 2022 to November 14, 2023, LIBERATOR SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the rules
Kasikornbank Public Company Limited Between August 30, 2021 and July 18, 2023 Kasikornbank Public Company Limited (“KBANK”) as a securities underwriter, failed to comply with the rules, conditions