outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6
Krungthai XSpring Securities Company Limited Between November 14, 2022 and August 9, 2023 Krungthai XSpring Securities Company Limited ("KTX") as a securities underwriter, failed to comply
notification the rules with which derivatives business operators shall comply. SECTION 19. The SEC Office shall have the power to order any derivatives business operator to submit reports or any other documents
quarter of 2017, company has been investing in equity securities which gains on revaluation of its investments at fair value at ฿ 79 million. However, the Company will continue to adhere security policy to
clarity and more confidence that securities firms will adhere to international standard guidelines and effectively prevent inappropriate actions. ________________________
service provider under this Act, KBank must comply with its provisions. We are fully prepared to submit applications for licensing and registration with the Bank of Thailand and to issue operational
Business Impact Analysis (BIA); (4) the recovery time objective; (5) the recovery point objective; (6) details of backup systems and alternative site which comply with the business continuity policy and
in Host Jurisdiction. 10 Example 4 (2) The Recognised Representative is required to comply with rules, regulations and any other applicable law that may govern the activities specified in the Framework
Funds in the host jurisdiction shall comply with the applicable Domestic Law in the host jurisdiction. 4 5. Within the framework of this MoU, the Authorities will provide each other with the fullest