UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
intermediaries and fund managers, using web-based technology and cancelling redundant consideration processes. The approval turnaround time will be significantly reduced from 30 to five business days. Concurrently
Activity report 2015 En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 Contents Executive Summary ....................................................... Quality Assurance Review Panel ................................... Activities for Enhancing Audit Quality ............................ Summary of Audit Inspection Results A. Firm Level ............................................................ B. Engagement Level ..........................
with the International Labor Organization (ILO), and Principles of the United Nations Global Compact (UNGC). KBank has established guidelines for human rights management, due diligence practice
Business and Human Rights “Sustainable Financing: What Companies Need to Know?” seminar, organized by the Ministry of Justice in collaboration with Global Compact Network Thailand (GCNT) and the United
ประเทศไทย (Global Compact Network Thailand: GCNT) จัดงานสัมมนาเปิดตัว “คู ่มือเป้าหมายการพัฒนาที่ยั่งยืนสาหรับบริษัทจดทะเบียน และมาตรฐานผลกระทบ SDG” เมื่อเดือนตุลาคม 2566 • ร่วมกบั UNDP สมาคมบรษิทัจดทะเบยีน
และผู้้ป้ระกอบธุรุกิจฯ ได้เข้า้เปน็ส่มาช่กิ United Nations Global Compact (“UNGC”) โดย์ส่นับส่นุนห้ลักการข้อง UNGC ทุ่เก่ย์วข้้องกับส่ิงแวดล้อมและ SDGs ต้ัวอย์่างแนวปฏิิบัต้ิทุ่ 7 ผู้้้ประกอบธุุรกิจฯ
Standard ของ UN Global Compact หรือ Principles for Responsible Investment (“PRI”) หรือ CDP 21 II. กรวิเคระห์สถนกรณ์สภพภูมิอกศ (Scenario Analysis) 4.3.2 กรณีผู้ประกอบธุรกิจฯ ประเมินแล้วเห็นว่ climate risk
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...