Custody of Assets of Clients by Licensed Derivatives Brokers
Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors
appearing in the licensed operator’s list of shareholders submitted to the Ministry of Commerce. Clause 4 This Notification shall come into force from 1 December 2017. Notified this 31st day of October 2017
shareholders as appearing in the licensed operator’s list of shareholders submitted to the Ministry of Commerce. Clause 4 This Notification shall come into force from 1 December 2017. Notified this 31st day of
shareholders as appearing in the licensed operator’s list of shareholders submitted to the Ministry of Commerce. Clause 4 This Notification shall come into force from 1 December 2017. Notified this 31st day of
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as
Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as