UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...

transactions via multiple platforms in a highly competitive environment. At the same time, the core business of loans is likely to see limited growth pending clearer signs of economic recovery. Home loan and

creditors under other laws. The amendment makes it clearer that 3 upon registration of business security, financial institutions which receive collateral are also deemed secured creditors under the bankruptcy

management framework, scope, roles and responsibilities and clearer details for risk management concerning digital business, data security and cyber threats.  Processes and Technology - Ongoing IT operational

electronic system will be more transparent and reflect the companies? good governance. At present, several countries have used the similar system including ASEAN members in preparation for ASEAN Economic

more transparent and reliable.?The SEC has been a member of IFIAR since September 2010. To be accepted as an IFIAR member, an audit oversight authority must demonstrate its independence from audit

businesses were assisted in transition to become more transparent in order to meet with good corporate governance practices while commit to create value for shareholders and to be trustworthy for investors