evidence during a planning phase and a substantive test phase, especially in the audit of revenue, risk assessment and response to the risk of fraud. In this regard, the SEC will support and closely monitor
Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. One of the SEC?s responsibilities is to monitor and
Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. One of the SEC?s responsibilities is to monitor and
notified him of inappropriate submissions of trading orders for UNIQ shares, he neither promptly improved the trading submission surveillance system nor applied more stringent monitor on the clients? trading
monitor the effectiveness. However, there is still room for improvement for Thai listed companies. For instance, there should be a system to review and monitor how the corporate strategies are implemented
, company’s compliance unit must monitor and examine all advertisements and prepare monthly report on advertising oversight for board of directors’ approval. The monthly reports are then compiled and submitted
different from those mandatory targets prescribed by the FAP (12 hours/year, and at least 6 hours relate to accounting subject)? If yes, explain how and why. 8 How does the firm obtain, compile and monitor
Digital Economy and Society for consideration in cases beyond the SEC’s enforcement authority. The SEC urges the public to exercise caution when using online social media. It is advisable to
companies to exercise care and caution before investing in digital assets such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset
ขายที่เข้มข้นขึ้น เช่น การเพิ่มเหตุแห่งการขึ้นเครื่องหมาย C (caution) เพื่อสะท้อนว่าบริษัทจดทะเบียนมีเหตุการณ์ที่อาจส่งผลกระทบต่อฐานะการเงินและการดำเนิน ธุรกิจของบริษัทจดทะเบียน เช่น กรณีขาดทุนสุทธิ 3