to comply with investors’ orders. In the event that such compliance cannot be done, investment consultants must inform investors immediately and must not make a trading decision without investors
) Maturity term is no less than two years for a non-redeemable fund; unitholders cannot redeem units before maturity while auto redemption and additional subscription is allowed; (4) Investible high yield
severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the
size 1. Total value of compensation Baht 113.90 million 1/ Baht 2,651.20 million x 100 4.30% 2. Net Total Assets (NTA) 55% x Baht 263.86 million 2 / Baht 1,578.01 million 9.20% 3. Net Profit Cannot
of the minimum capital, reasons must be given to SEC immediately. Digital asset business operators, who do not custody of clients’ assets or custody of clients’ assets but cannot access into or
that such data cannot be identified as belonging to any particular person anonymized data data that cannot be used to identify any particular person The processing of personal data is divided according
as of 31 December 2017, the details of the calculation are as follows: The transaction size calculation Criteria Calculation Transaction size Net tangible asset Cannot be calculated Profit Cannot be
NTA of the Registered Company = Cannot be calculated due to Unimit Engineering (Myanmar) Co. Ltd not yet run 2. NET PROFIT METHOD Net profit method = (Net operating income of invest company x proportion
Paragraph 1, such registered derivatives business operator shall notify its qualification that cannot maintain together with related fact to the SEC Office immediately. Clause 12 Unless otherwise prescribed
operator shall not maintain its qualifications under Paragraph 1, such registered derivatives business operator shall notify its qualification that cannot maintain together with related fact to the SEC