Quantum Benchmark CorporationQuantum Benchmark Corporation Quantum Benchmark Corporation colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and

Mr. Ruangrit Pansiri Mr. Ruangrit Pansiri colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by advertising

Ms. Aroonvadee Kittikasemsak Ms. Aroonvadee Kittikasemsak colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

Company Investment Advisory Company Derivatives Brokerage Derivatives Dealing Commercial Bank Life Insurance Company Trustee foreign juristic person / organization under digital asset business Funding

Both existing businesses that already operate a digital business before the legal enforcement or newcomers who are interested in obtaining licenses as trading centers, brokerage firms or traders

notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately

comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as

CL Fund Management Limited Between August 31, 2021 and December 1, 2022, CL Fund Management Limited ("CL") as a company licensed securities brokerage, failed to comply with the rules

FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) had duties to prepare and submit the Complaint report of Q2/2023 within JULY 17

Bill Trade Co.,Ltd. Between 10 February and 23 April 2003, Bill Trade Co.,Ltd. with other alleged persons operated securities brokerage businesses, soliciting clients to invest in securities listed