work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
, Japan, Australia, and Hong Kong. In addition, the SEC also participates in Policy Committee on International Accounting, Auditing, and Disclosure Standards, the Policy Committee on Retail Investors, and
eligible activities within the latest two calendar years. However, the Investment Analysts Association will be responsible for defining the scope, knowledge standards and training curriculum for the full
รวมถึงแผนในการพิจารณานำมาตรฐานการเปิดเผยข้อมูลที่เกี่ยวกับความยั่งยืน (International Sustainability Standards Board: ISSB Standards) ไปปรับใช้ตามบริบทที่เหมาะสมของแต่ละประเทศ รวมทั้งเห็นชอบต่อการลงนามใน
Pursuant to Section 89/25 of the SEA, the auditor has the duty to report suspicious circumstances that were found from the audit in accordance with the auditing standards. SEC therefore proposes
responsibility must be lived up with to boost confidence and upgrade standards in corporate governance for companies listed in Thailand.Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange
both accounting periods, as the financial statements were not in conformity with the generally accepted accounting standards in these following items:1. YNP?s records on the allowance for doubtful
for public offerings. The issuers must prepare financial statements in accordance with financial reporting standards while having no record of failure to file with the SEC their financial statements or
-compliance with standards of conduct of investor contacts in violation of Clause 14(7) of the SEC Office Notification No.SorKhor. 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated 14
full. 14 The warning in the first paragraph shall be displayed at all references of the deposit benchmark. Division 2 Mutual Funds with Investment Policy on Guaranteed Funds According to the Notification