license within 14 August 2018. SEC Secretary-General Rapee Sucharitakul said that there had been several fraud cases regarding investment in digital assets which might result in a huge loss for investors
practice concerning securities or derivatives trading or administration amounting to deception, defraudation or corruption; 4. being prohibited to be or to perform the duties of director, manager, person
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Rules for Being Settlor and Trustee of Real Estate Investment Trust
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)
Mr. Sunthorn Srimai Mr. Sunthorn Srimai rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited (IEC
Miss Kornrawan Sunprasert Miss Kornrawan Sunprasert rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited
of directors and executives of issuing companies. Qualifications of a director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being