services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
neither been in SEC list of approved issuer nor submitted an application for approval to offer newly issued securities and/or digital token. Therefore, those receiving information or being solicited to
. The public hearing ends on 27 November 2024. Remark:* Clause 3 The applicant shall receive a license upon meeting the following qualifications: (10) Not currently being imposed
or a contract that offer returns from the asset underlying, which results in the fund being exposed to such asset. Part 1 Regulations on Mutual Fund Management and Private Fund Management
by the Government, the company having problem in debt payment, or in the existence of business the company which is potentially revoked from being the listed company in the securities exchange etc
institution which was closed down or controlled by the Government, the company having problem in debt payment, or in the existence of business the company which is potentially revoked from being the listed
means tangible assets under all of the conditions as follows: (1) being available for producing, selling products or rendering service, rent or management; (2) being expected to be utilized for more than
gold derivatives brokerage business upon meeting the following requirements: (1) Having paid-up registered capital of no less than one hundred million (100,000,000) baht; (2) There being no event which