/2022 and 24/02/2023 - a bar from serving as a director or executive in a digital token http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 08/02
contracts on the Derivatives Exchange for 3 years from 15 December 2020; and a bar from serving as a director or executive in a securities issuing company or a securities company for 5 years from 15 December
; - a bar from serving as a director or executive in a securities issuing company between 30/07/2019 and 29/07/2029 - a bar from serving as a
derivatives trading between 23/12/2022 and 06/09/2023 - a bar from serving as a director or executive in a securities issuing company between 23/12/2022 and 22/05/2024
between 23/12/2022 and 06/09/2023 - a bar from serving as a director or executive in a securities issuing company between 23/12/2022 and 22/05/2024
of securities and derivatives trading between 03/03/2023 and 02/09/2025 - a bar from serving as a director or executive in a securities issuing company between 03/03
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
committing the offense in an amount of 1,500,000.00 Baht - a civil monetary penalty of 1,875,000.00 Baht - a bar from serving as a director or
of 1,724,500.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023