., Ltd. as an independent financial advisor to provide opinions on the justification and benefits for the Company, price fairness, and conditions of the connected transaction. 9. Opinion of the Audit
purchasing investment units under clause 8(3), mutual fund management company shall operate with prudence and fairness to unitholders. Mutual fund management company shall sell investment units which obtained
advance. Clause 9. In purchasing investment units under clause 8(3), mutual fund management company shall operate with prudence and fairness to unitholders. Mutual fund management company shall sell
the reasonableness of the transactions and the fairness of the price and conditions of the transactions to be presented to the shareholders of the Company for consideration. Moreover, the acquisition of
prudence and fairness to unitholders. Mutual fund management company shall sell investment units which obtained as specified in clause 8(3) at the first opportunity in consideration of the benefit of other
who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand
market products based on an automated program that runs product selection and trading placement without interference throughout the transaction process. “ intermediary ” means: (1) securities business
May 2019). 18 “investment strategy of program trading” means specifying investment strategy for an execution of trading orders of capital market products based on an automated program that runs product
May 2019). 18 “investment strategy of program trading” means specifying investment strategy for an execution of trading orders of capital market products based on an automated program that runs product
automated หรือการควบคุมแบบป้องกันและติดตาม 10.4 บริษัทกำหนดให้มีการควบคุมภายในในทุกระดับขององค์กร เช่น ทั้งระดับ กลุ่มบริษัท หน่วยธุรกิจ สายงาน ฝ่ายงาน แผนก หรือกระบวนการ 10.5 บริษัทมีการแบ่งแยกหน้าที่ความรับ