Administrative Sanction Clause 6. When the SEC Office has gathered the facts and preliminarily considered that any person has the behavior that should be subject to the administrative sanction, the following
facts which the SEC Office has gathered and presented under Clause 19 and is of the opinion that the person under consideration has any behaviors under Clause 16, provided that the resolution is obtained
with the five core components of the SLBP 2020. Our sources of information are multichannel, combining data from (i) public information gathered from public sources, press content providers and
dissemination.13 Clause 11/1.14 In rating mutual fund, the investment advisory company shall comply with the rule as follows: (1) using the information supporting mutual fund rating gathered from the reliable and
had bought, could still generate cash flow from debt collection as targeted. In 2019, the collected cash flow was 3,204 million Baht, increased from the previous year by 33.5%. In 2020, the condition of
collected from investors; (3) Merger or acquisition of mutual funds; (4) Acceptance of repayment by way of securities or other assets of the fund; (5) Actions to be taken in case where the liquidity of any
where there is an incorrect calculation of the number of units or value; (2) Fees or expenses collected from investors; (3) Merger or acquisition of mutual funds; (4) Acceptance of repayment by way of
where there is an incorrect calculation of the number of units or value; (2) Fees or expenses collected from investors; (3) Merger or acquisition of mutual funds; (4) Acceptance of repayment by way of
-performing debt port that is not much affected by the situation. The company expects that the cash flow that can be collected There may be some slowdowns. However, JMT will still be able to collect cash flow
collected or processed pursuant to an authorization of such person or any place where documents, evidence or property of the special purpose juristic person are stored, during the hours between sunrise and