that its operational system will be prompt for operating securities business in the category of mutual fund management; (5) be able to show that its human resource will be prompt and adequate with a view
limitation period of the civil cases which may be requested for a Class Action in order to deal with the offence or liability under the Securities and Exchange Act B.E. 2535 (1992) and amended versions (“the
. Research reports produced by professional investment analysts are a source of important information that investors can use to make well-informed investment decisions for long-term financial goals.However
their comments on key issues at the 2010 Asian Roundtable annual meeting in Shanghai, China and to provide written comments afterwards. A sec- ond draft of this Report was circulated for further comments
authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the
key driver of the modern economy. We are proud to take another step in our long-time partnership with SEC Thailand with a particular focus on the cutting edge of finance: FinTech and sustainability
solicitation for investment in seven digital assets which are not on the list of SEC-approved digital assets or under SEC’s supervision. Following the tips from various sources to SEC, it has been found that
convened a meeting with the Thai Digital Asset Operators Trade Association (TDO), led by President Att Tongyai Asavanund and member representatives, to exchange ideas on the current regulatory framework for
/ bonds with a bondholders' representative). (Original requirements) - Applicable to the offering of bonds only. - Application shall be submitted for an approval. The following qualifications will be
restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - For the offering of