particularly, and identifying such services area with obvious signboard or symbol; (2) conducting personnel, who have duty to communicate with or provide services to the client, to display themselves, by ways
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
the world’s large oil producers. Heavy sell-off of shares was evident, which triggered the “circuit breaker” of the Stock 8 Exchange of Thailand in order to temporarily suspend share trading for the
of Operating Environment 1.1 Global and Thai Economy in 2017 and Outlook for 2018 The global economy maintained its growth momentum throughout 2017. Positive signs were evident in core economies
activities in the digital world. This trend will likely be evident in the foreseeable future. To cope with this challenge, the business sector, including Thai commercial banks, has become more vigilant in