Bangkok, June 5, 2014 ? The SEC is seeking public comment on revision of rules governing mutual fund prospectus to provide more useful information for investment decision making.  Management

institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may

disclosed information that was incomplete, insufficient for making investment decisions or misleading to investors in a manner of concealing or dissimulating or creating information that may not have existed

4 and Section 8 of the Trust for Transactions in Capital Market Act B.E. 2550 (2007), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 For the benefit of making

and easy-to-understand mutual fund information for investment decision making as well as reduce operational costs for asset management companies, the SEC is proposing to revise disclosure requirements

earlier ordered TSFC to increase its capital in the amount of not less than 279 million baht to maintain its legally required capital adequacy ratio according to BIS and prohibited the company from making

due to uncooperative N-Park management, making the auditor unable to conduct a satisfactory review on the amount of contingent liabilities that may be incurred as a result of the aforementioned lawsuit

analysis on industry outlook to serve as information for making investment decision.As for the personnel, TIA was encouraged to upgrade right protection volunteers in the areas of analyzing financial

study the information carefully before making investment decisions. The responsible underwriter must hand out the factsheet and the subscription form at sale points while securities firms must conduct the

knowledge and understanding in capital market products and services before making investment decision. Those questions include ?What are the risks and rewards of the investment??; ?What kinds of investors are