มากกว่า 1 ข้อ) ที่ปรึกษาทางการเงิน บริษัทจดทะเบียนในตลาดหลักทรัพย์แห่งประเทศไทย ธนาคารพาณิชย์ ที่ปรึกษาทางการเงิน (Financial Advisor) ที่ปรึกษากฏหมาย ผู้ลงทุน อื่น ๆ     แบบสำรวจความคิดเห็น     Verify Code

Public Hearing System :: สำนักงานคณะกรรมกำกับหลักทรัพย์และตลาดหลักทรัพย์   แบบสำรวจความคิดเห็น Hearing Home      การสนับสนุนให้เกิดผู้ให้คำแนะนำการลงทุนที่เป็นอิสระ (independent investment advisor

for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures

. Operators of derivatives business wishing to apply for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business

statements. The request was made on the ground that the independent financial advisor is in process of exploring and gathering documents and evidence as well as more information from overseas authorities for

financial advisor (IFA), IFA opined that the proposed transaction is not appropriate. IFA described that EMC may be exposed to the risk to acquire the Station 1 Project at the price that is significantly

by financial advisor Bualuang Securities Public Company Limited, lacked sufficient details of the ultimate tender offeror and contained no information on the identity of the shareholders or the person

financial advisor independence from the target company and the tender offeror with regard to fair value appraisal.  The consultation paper is available at www.sec.or.th. Stakeholders and interested parties

requirement for financial advisor participation in the preparation of the registration statement;    3) Fees: to exempt the filing fee of the registration statement and require only the application fee of

waiver of the filing fee, and lift the requirement that a financial advisor participate in the preparation for the PO application and the registration statements.In drafting the proposed amendments, the