principles and changing advanced technologies. The proposed revisions would apply to future exchange, derivative clearing house, securities clearing house and securities depository with regard to improvement

follows: (1)      Implement a policy on fintech application at board or executives level ; (2)      Have persons understand the basic principles of technology usage;(3)      Allow fund managers or

approval for the personnel working for them. In late last year, the SEC sought stakeholders’ opinions on the principles of the proposed amendment and most agreed with the proposal. Currently, the SEC is

เรื่องความเท่าเทียมทางเพศและพลังของผู้หญิงในเอเชีย รวมถึงนำเสนอแนวทางปฏิบัติของ Women Empowerment Principles หรือ WEPs ในการสนับสนุนผู้นำหญิงในภาคธุรกิจและผู้ประกอบการหญิง ตลอดจนการสร้างความโปร่งใสในการ

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมมือกับองค์การสหประชาชาติ (UN) Principles for Responsible Investment (PRI) กองทุนบำเหน็จบำนาญข้าราชการ (กบข.) และสมาคมบริษัทจัดการลงทุน

draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

) or NAP Plan, following the United Nations Guiding Principles on Business and Human Rights (UNGPs), to assist business sector integrate human rights into its business operations. Earlier, during the

principles to mitigate the risks of greenwashing and promote readiness of the ESG in practice factor. Furthermore, international experts in sustainable investment and analysis shared their experiences with

management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the

”) after proposing the amending principles in 2023. The amendments to the Emergency Decree aim to supervise digital assets that are appropriate in accordance with the characteristics and risks of each type