sanctions, the SEC will notify the public prosecutor in writing for filing the case with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall not be lower than

required net capital level can be maintained and the SEC Office’s approval for business resumption is obtained;     (2) Inform clients in writing about the business suspension without delay     (3) Do or

from persons who were not the owners of the accounts or were not authorized in writing by the investors. Their acts caused damage to the clients during February – November 2018.The misconduct of the

or return the assets according to the clients? order and notify to results of the matter to the SEC. The SEC has notified Cash2coin and SEADEX in writing of the required proceeding. In any case, the

analytical, valuation, report writing and presentation skills. Thammasat team, winner of the national and Asia-Pacific regional competitions, became the final four and the only undergraduate team at the global

ตามที่สถาบัน Future Investment Initiative Institute (FII) มีหนังสือเรียนเชิญ เลขาธิการ ก.ล.ต. เข้าร่วมเสวนาในหัวข้อ “Writing the Rules of Crypto” ในงานสัมมนานานาชาติ FII ครั้งที่ 6 เพื่อร่วมแลก

. Clause 6. Prior to agreeing to provide selling agent service for units of foreign collective investment scheme, securities company shall arrange to have agreement in writing with person responsible for

selling, repurchasing and redeeming units of foreign collective investment scheme, a securities company shall arrange to have an agreement in writing with the CIS operator at least in the following matters

selling, repurchasing and redeeming units of foreign collective investment scheme, a securities company shall arrange to have an agreement in writing with the CIS operator at least in the following matters

operator, which ceases its business in all categories by regulation or order, and when the SEC Office has received notice in writing from the business operator or when the order has come into force, shall be