derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering

business operators which may be considered an act of co-principals or accomplices of the offenses.The Securities and Exchange Commission (SEC) has issued a warning about the provision of services that may

The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors

the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the

procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.

investors to use its services, either via its website or Facebook Page: {X1}. On 5 April 2021, the SEC issued a warning letter requiring {X1} to submit a written response but {X1} failed to submit a response

advantage of the fund and its holders. In cases where front running is committed by an executive of an asset management company under the SEC?s supervision, administrative measures, i.e., warning, probation

compared with the profit of the last year 332.37 million baht from the sale and transfer of Ownership of land was 293.80 million baht. , operation net profit was 38.57 million baht. The changing over than 20

) million baht which decrease 19.65 million baht or (208%) by compared with the net profit at 9.46 million baht same period at last year. The changing over than 20% from the main causes as follows: 1. Revenue

highly competitive. Consumers are changing their purchasing behavior because economic slows down. Yours Sincerely, Ms. Piyanan Suwannaphasri Assistant Managing Director Authorized to sign behalf of the