agencies stand ready to consider various options and will publish further guidelines in relevant matters for listed companies to adapt for handling the situation,” said Ms. Ruenvadee
various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending.
138.45 million baht. The total value of both transactions does not exceed 560 million baht. NEWS plans to raise fund for the transactions from various sources, e.g., the company’s cashflow, right offering
Following the tips from various sources to SEC, it has been found that there are several solicitations via social media platforms such as Facebook and YouTube for investment in seven products that
operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all
persons in the group. Trading was done in concealment to mislead the public into believing that MILL shares were actively traded or share price was changed as MILL shares were traded in various manners
explain the types of risks and returns for investors and promote investor education regarding subordinated perpetual bonds via various channels. The consultation paper is available at https
lay out directions for business operation in the future, (2) financing with securities collateral to facilitate operation of various businesses (or loan against securities: LAS), (3) proposal for
while the investors can still access information through various channels such as the website of the Stock Exchange of Thailand.Moreover, the takeover regulations are part of the regulation amendment
from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online