understanding of their roles and building their readiness for discharging duties more efficiently and effectively. Additionally, the SEC reviewed the accuracy of financial reports of listed companies, supervised
enhance trustworthiness as well as efficiency and competitiveness of intermediaries and the overall market. The three-year strategic plan gives more weight to practical rules and regulations developed from
: Fundamentals of Finance 11 Summary of Audit Inspection Results A. Firm Level The favorable quality control systems of audit firms ensure that the firms’ personnel will perform engagements according to the
A-1 CODE OF CONDUCT FUNDAMENTALS FOR CREDIT RATING AGENCIES THE BOARD OF THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS REVISED MARCH 2015 A-2 CODE OF CONDUCT FUNDAMENTALS FOR CREDIT RATING
นมีแนวคิดท่ีจะปรับปรุงหลกัเกณฑเ์ก่ียวกบักำรก ำกบัดูแลกำรประกอบธุรกิจ กำรจดัอนัดบัควำมน่ำเช่ือถือ เพื่อใหส้อดคลอ้งกบั IOSCO Code of Conduct Fundamentals for Credit Rating Agencies 2015 (“IOSCO standard
Change’ held on 17th July 2023 was co-organized by the United Nations (UN), the PRI initiative, Asia Investor Group on Climate Change (AIGCC), and SEC Thailand to provide the fundamentals and best
regulations.? Chalee Chantanayingyong, SEC Deputy Secretary-General said, ?In 2014, the SEC has accomplished multiple goals simultaneously; for instance, intermediaries and the exchanges? fundamentals remained
. Neither the Office of the Securities and Exchange Commission nor Linklaters (Thailand) Ltd undertakes any responsibility for the accuracy of the English Translation, nor will either of them be held liable
. NEITHER THE OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION NOR LINKLATERS (THAILAND) LTD UNDERTAKES ANY RESPONSIBILITY FOR THE ACCURACY OF THE ENGLISH TRANSLATION, NOR WILL EITHER OF THEM BE HELD LIABLE
translation is strictly for reference. Please also note that the translation has not been subjected to an official review by the SEC Office, which can neither undertake any responsibility for its accuracy nor