the primary market through initial offerings of shares and convertible bonds directly to a group of no more than ten investors and employees, with an aggregate value of no more than 20 million baht
possible for payment; (4) Pay unitholders for the redemption of investment units within ten business days. Then the fund is deemed dissolved upon the payment for the redeemed units. 19.2 In the case of
not exceeding three hundred thousand baht and a further fine not exceeding ten thousand baht for every day during which the violation continues. SECTION 283. In cases where any securities company
rules also cover trading and prohibition of trading securities through certain methods and during specified periods of time. In addition, routine audit is done on reporting of such securities holdings and
regulations ë Monitor submission of reporting requirements and information disclosure to assure a sound financial condition and capital adequacy according to rules and regulations ë Conduct routine inspection
Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of not more than ten percent of the Market Price 2. Capital Increase Report Form (F53-4) 3. Information Memorandum on
boundaries in line with science-based targets, and other responsible business practices in line with the UNGC’s Ten Principles and UN Women’s Empowerment Principles and is realized through effective impact
derivatives business. SECTION 25.2 Unless an approval of the SEC Office has been obtained, no person can hold shares or be a beneficial owner of shares of any derivatives business operator exceeding ten percent
derivatives business. SECTION 25. 2 Unless an approval of the SEC Office has been obtained, no person can hold shares or be a beneficial owner of shares of any derivatives business operator exceeding ten