meet the criteria specified in the SEC regulations to be listed on the Thai stock exchange and offered to investors in Thailand. This offers the investors the flexibility to trade the units of foreign
Bond or Subordinated Bond Offering of debt securities by Thai government agencies Bonds denominated in foreign currencies Debt securities denominated in Thai Baht by foreign companies Structured Notes
/derivatives/mutual fund Portfolio information Email, address, telephone number, a certified copy of Thai nationality ID card or passport, location, etc. Fee, transfer method, documents related to bank account
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
SEC was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance of the Thai capital market in the region as well as the recognition of the SEC’s international roles
management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation
management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation
million baht The number of independent directors at a minimum of one-third of the board of directors A minimum number of two Thai national directors (one of the two must be an independent director
supplementary to the Thai version thereof. Please note that the translation has not been subjected to an official review by the SEC Office. The SEC Office, accordingly, cannot undertake any responsibility for