Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
Capital Markets and Services Act 2007 (“CMSA”) as a Recognised Representative (“RR”). REGISTRATION SC Malaysia 6 • Licensed, registered, approved or authorized by the Home Regulator in a Recognised ACMF
licensed to undertake Type C securities business and a person licensed to undertake Type D securities business is eligible to undertake securities business relating to such share. For the purpose of the
the agency authorized to supervise derivatives trading as: □ being licensed to be a derivatives dealer; □ having been registered to be a derivatives dealer; □ being permitted to be a derivatives dealer
the supervision of the State or the agency authorized to supervise derivatives trading as: □ being licensed to be a derivatives dealer; □ having been registered to be a derivatives dealer; □ being