, associated risks, criteria for returns payment and redemption, expenses and tax benefit conditions before making any investment decision to make sure that they would be entitled to receive benefits and would
other past behaviors demonstrating inappropriateness for acting as capital market business personnel. Investors are strongly advised to always verify transaction confirmation documents to make sure
to make sure that the personal data management is compliance with PDPA by creating Data Governance Policy and Guidelines for personal data protection management throughout the data life cycle
accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure
make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be caused
only approach to make sure that only audit engagements, for which the firms could execute with a high quality standard of work, are accepted. New client acceptance before the completion of risk
get there, SEC Thailand mobilized global financial leaders to virtually discuss the next steps. They focused on innovative practices to enhance stewardship of financing for long-term, sustainable value
tool. Financial product development : relevant regulations will be amended for effective supervision on innovative products and transactions. Supervisory efficiency with regard to issuance quality
covered in the sustainability building goals to make sure that Thai ESG Funds will be another efficient channel for long-term savings and investment for the public. We should also underline the important
result, important tasks during the period before the Derivatives Act became effective was to prepare the establishment of a futures exchange and make sure that market participants were ready. DEVELOP THE