disseminated a circular to digital asset business operators to clarify the standard guidelines for opening trading accounts for minors in accordance with the Civil and Commercial Code. This is because legal acts
types of digital asset business operators to provide the best benefits for clients. The amendment becomes effective on 1 February 2023. On 10 November 2022, the SEC Board Meeting No. 15/2565 passed a
directors must specify the criteria for favours which benefit the company. The criteria for allocation must not induce or lead to corruption or wrongful benefits to the company. CEO or MD makes a list of
Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares
offer to sell warrant – PP which the board of directors is aware of the names of investors and the shareholders resolved to indicate the sale price for underlying shares for warrant – PP, investment
(ESOP) is a tool to create motivation for personnel of the company to work effectively to promote the growth of the company by providing opportunity for directors and employee to take part in the
common stock prices prior to or during the offering, in accordance with the guideline of the Thai Bankers' Association (floor conversion price). [4] Requirements for additional disclosure in filing
(“DA operators”). This is to accommodate the clients with information necessary for their service decision-making which includes potential risks relating to DA operators’ asset keeping and use of third
, as they may not be protected under the governing Thai laws and may fall victim to frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be
business schools aiming to provide a platform for capital market research presentation and implementation. The Faculty of Business Administration and the Faculty of Management Sciences, Kasetsart University