the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls
Spokesperson in accordance with the new organizational structure.* Currently, Mr. Anek Yooyuen holds the position of Deputy Secretary-General overseeing the Strategy and Planning Division, the Organizational
development of new products with more complexity which requires additional criteria; for instance, structure of return on investment and warning of complex features and significant specific risks associated
%B8%97%E0%B8%A3%E0%B8%B1%E0%B8%9E%... sec-budgetVSactual-strategy-2563-q2.pdf ความสามารถ ในการแข่งขัน และเช่ือมโยงกับต่างประเทศ (Enabling regulatory framework & connectivity) ยุทธศาสตร์ 5 ใช้ดิจิทลัเทค
Bond Standards launched in 2018. To date, there have been nine ASEAN issuances under the Standards from Malaysia, the Philippines, Singapore and Thailand.The ACMF also launched a framework on cross
a guidance for companies to evaluate their internal control adequacy. This evaluation form is based on COSO1s framework (The Committee of Sponsoring Organizations of the Treadway Commission) revised
เอกสารรับฟังความคิดเห็น เลขที่ อนธ. 38/2561 เรื่อง การยกเว้นให้การเผยแพร่บทวิเคราะห์ ภายใต ้ACMF Professional Mobility Framework ไม่เข้าข่ายการเป็นที่ปรึกษาการลงทุน เผยแพร่เมื่อวันที่ 12 กันยายน 2561
In the 27th ACMF Meeting at Singapore on 10 October 2018, Thailand’s SEC, as a chair of a working group, has introduced “ACMF Pass,” a framework to facilitate cross-border movement of investment
, unless the investment management company proves that the organizational structure of the company will not cause conflicts of interest or that efficient measures to prevent conflicts of interest are put in