reference. Notification of the Securities and Exchange Commission No. Kor Thor. 8/2549 Re: Preparation and Disclosure of Financial Statements of Derivatives Business Operators By virtue of Section 9 and
Lohtong Holding Co., Ltd.'s trading account to purchase 1,479,700 SPORT shares by utilizing non-public information he accessed by virtue of his positions. Such information was the Q3/2015 operating
million loss in Q2/2011. Miss Vorapin gained such material non-public information by virtue of her position as a chief finance officer of TUCC. The Criminal Court sentenced the accused to pay a fine of Baht
43.99 million which resulted in TUCC’s Baht 104.86 million loss in Q2/2011. Mr. Yongyuth also gained the benefit from his suggestion. He gained such material non-public information by virtue of his
executive of SUPER, had an access to the material information by virtue of being assigned by SUPER to contact and coordinate with SCCC. This case is in the process of inquiry by the special case inquiry
persons by virtue of his position as an independent director of PAP. SEC Act S.241 Settlement Committee Meeting No. 3/2016 Settlement Committee Order No. 21/2016 Dated 20/04/2016
million baht to solve the issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non- public information by virtue of his positions
specified under the Insurance Law. He obtained the material non- public information by virtue of his positions before such information became public on 30 October 2012. SEC Act S.241 Settlement Committee
issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non-public information by virtue of his positions before such information
offerors failed to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as they did not deliver the offer document (“Form